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Derivatives Dealer >> Licensing / Registration (Section 16)

  Type Title Section See Document Status Notified Date Effective Date
1. Notification of the Securities and Exchange Commission  KorThor/Nor/Khor. 14/2551 Approval for Undertaking of Derivatives Business (Codefied)   05/11/2008 16/11/2008
Notification of the Securities and Exchange Commission  KorThor/Nor/Khor 14/2551 Approval for Undertaking of Derivatives Business 05/11/2008 16/11/2008
Notification of the Securities and Exchange Commission  KorThor/Nor/Khor. 9/2554 Approval for Undertaking of Derivatives Business (No. 2) 28/04/2011 01/05/2011
Notification of the Securities and Exchange Commission  KorTor/Nor/Khor. 13/2554 Approval for Undertaking of Derivatives Business (No. 3) 11/05/2011 16/05/2011